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    Lori's Vignette's - Blog

    What to do if you suspect stockbroker misconduct

    By Lori Williams on November 6, 2012

    Learn what does and does not constitute misconduct by a financial professional, and what investors should do when they suspect misconduct.

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    Posted in Blog, Financial, Legal | Tagged Consumer Protection Act of 2010, crisis, Dodd Frank, financial advisors, financial schemes, FINRA, investors, securities litigation, suitability | Leave a response

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